FSC Forms

The FSC develops standardised regulatory artefacts designed to support consistent industry practice, reduce compliance costs and streamline operational processes across the financial services sector.

These resources include:

• Design & Distribution Obligations (DDO) materials including Target Market Determination (TMD) templates, data standards and supporting compliance tools
• AML Customer ID Forms Suite and related resources
• Investment Management Questionnaire (IMQ)
• Responsible Entity version of the Investment Management Agreement (IMA)
• Corporate Collective Investment Vehicle (CCIV) Constitution template
• RG 97 Industry Guidance

Together, these artefacts provide firms with practical, industry‑aligned frameworks that enhance regulatory efficiency, support product governance, and ensure alignment with evolving compliance expectations.

The FSC continues to expand this library as new regulatory needs emerge, offering members access to future templates and tools as they are developed.

These resources are available to FSC members. If your employer is already a member, please log in below to access this content.

For information about FSC membership or assistance accessing the forms, contact membership@fsc.org.au